天元名家讲座|Pairs-Trading under Geometric Brownian Motions: An Optimal Strategy with Cutting Losses
报 告 人: 吴臻 教授
所在单位: 山东大学
报告地点: 腾讯会议
报告时间: 2021-07-03 09:00:00
报告简介:

In this talk, we introduce pairs trading under a geometric Brownian motion. Pairs trading is about simultaneously trading a pair of stocks. A pairs trade is triggered when their prices diverge and consists of a short position of the strong stock and a long position of the weak one. Pairs trading bets on the reversal of their price strengths. Here, we study the optimal pairs-trading problem under general GBMs with cutting losses, the objective is to trade the pairs over time to maximize an overall return with a fixed transaction cost. Trading with cutting losses is important in practice to limit risk exposure due to unexpected events. In control theory, this is associated with a hard state constraint which is difficult to deal with. In the talk, the optimal policy is characterized by threshold curves obtained by solving the associated HJB equations. We provide sufficient conditions that guarantee the optimality of our trading rules. A numerical example is also provided to illustrate how to implement the results in practice.(This talk based on the joint paper in Automatica 115,2020 with Dr. Ruyi Liu and Prof. Qing Zhang)


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主讲人简介:
吴臻,山东大学数学学院教授,教育部“长江学者”特聘教授,国家杰出青年基金获得者,泰山学者攀登计划专家。现任山东大学副校长、泰山学堂常务副院长。目前担任国家自然科学基金数学天元基金学术领导小组成员,山东数学会理事长,国际控制理论权威期刊SIAM Journal on Control and Optimization、国家基金委英文期刊《Fundamental Research》数学物理领域编委,SCI学术期刊Statistics & Probability Letters、国际学术期刊Probability, Uncertainty and Quantitative Risk及国内核心学术期刊《应用概率统计》的编委。研究领域涉及控制论、概率论和金融数学等,取得了一系列具有突破性和原创性的科研成果,2019年荣获中国数学会第十七届陈省身数学奖,2018年获山东省自然科学奖一等奖。主持国家基金委重点项目、山东省重大基础研究项目等。为国家“万人计划”首批科技创新领军人才入选者和科技部首批国家创新人才推进计划 “金融数学”重点领域创新团队负责人,享受国务院政府特殊津贴。